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HBK Sorce Advisory LLC, dba HBK Sorce Financial LLC, is an SEC registered
investment adviser principally located in Erie, Pennsylvania. HBK Sorce
Financial and its representatives are in compliance with the current filing
requirements imposed upon SEC registered investment advisers by those states
in which HBK Sorce Financial maintains clients. HBK Sorce Financial may
only transact business in those states in which it is registered, or qualifies
for an exemption or exclusion from registration requirements. HBK Sorce
Financial's web site is limited to the dissemination of general information
pertaining to its advisory services, together with access to additional
investment-related information, publications, and links. Accordingly, the
publication of HBK Sorce Financial's web site on the Internet should not
be construed by any consumer and/or prospective client as HBK Sorce Financial's
solicitation to effect, or attempt to effect transactions in securities,
or the rendering of personalized investment advice for compensation, over
the Internet. Any subsequent, direct communication by HBK Sorce Financial
with a prospective client shall be conducted by a representative that is
either registered or qualifies for an exemption or exclusion from registration
in the state where the prospective client resides. For information pertaining
to the registration status of HBK Sorce Financial, please contact the SEC
or the state securities law administrators for those states in which HBK
Sorce Financial maintains a notice filing. A copy of HBK Sorce Financial's
current written disclosure statement discussing HBK Sorce Financial's business
operations, services, and fees is available from HBK Sorce Financial upon
written request. Investment adviser representatives of HBK Sorce Financial
are also Representatives of Securities America, Inc. Member NASD/SIPC.
("SAI"), a broker-dealer registered with the United States Securities
and Exchange Commission, and a member of both the National Association
of Securities Dealers, Inc. ("NASD") and Securities Investor
Protection Corporation ("SIPC"). Representatives of SAI, may,
in their individual capacities, effect securities transactions in those
states in which both SAI and the specific representative is registered,
or qualifies for an exemption or exclusion from registration requirements.
For information pertaining to the registration status and/or disciplinary
history of SAI or any registered representative of SAI, please contact
the SEC, NASD and/or state securities law administrators for those states
in which SAI and/or the specific representative maintain a notice or registration
filing. HBK Sorce Financial does not make any representations or warranties
as to the accuracy, timeliness, suitability, completeness, or relevance
of any information prepared by any unaffiliated third party, whether linked
to HBK Sorce Financial's web site or incorporated herein, and takes no
responsibility thereof. All such information is provided solely for convenience
purposes only and all users thereof should be guided accordingly.
Past performance may not be indicative of future results. Therefore,
no current or prospective client should assume that future performance
of any specific investment, investment strategy, and/or product (including
the investments, investment strategies, and/or products recommended or
undertaken by HBK Sorce Financial or its associated persons in their
individual capacities as registered representatives of SAI) made reference
to directly or indirectly by HBK Sorce Financial in its web site, or
indirectly via a link to an unaffiliated third party web site, will be
profitable or equal the corresponding indicated performance level(s).
Different types of investments involve varying degrees of risk, and there
can be no assurance that any specific investment will either be suitable
or profitable for a client or prospective client's investment portfolio.
Historical performance results for investment indices and/or categories
generally do not reflect the deduction of transaction and/or custodial
charges, the deduction of an investment management fee, nor the impact
of taxes, the incurrence of which would have the effect of decreasing
historical performance results.
Certain portions of HBK Sorce Financial's web site (i.e. newsletters,
articles, commentaries, etc.) may contain a discussion of, and/or provide
access to, HBK Sorce Financial's (and those of other investment and non-investment
professionals) positions and/or recommendations as of a specific prior
date. Due to various factors, including changing market conditions, such
discussion may no longer be reflective of current position(s) and/or
recommendation(s). Moreover, no client or prospective client should assume
that any such discussion serves as the receipt of, or a substitute for,
personalized advice from HBK Sorce Financial, or from any other investment
professional. HBK Sorce Financial is neither an attorney nor accountant,
and no portion of the web site content should be interpreted as legal,
accounting or tax advice.
To the extent that any client or prospective client utilizes any economic
calculator or similar device contained within or linked to HBK Sorce
Financial's web site, the client and/or prospective client acknowledges
and understands that the information resulting from the use of any such
calculator/device, is not, and should not be construed, in any manner
whatsoever, as the receipt of, or a substitute for, personalized individual
advice from HBK Sorce Financial, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent
to his/her/its access to HBK Sorce Financial's web site, to release and
hold harmless HBK Sorce Financial, its officers, directors, owners, employees
and agents from any and all adverse consequences resulting from any of
his/her/its actions and/or omissions which are independent of his/her/its
receipt of personalized individual advice from HBK Sorce Financial.
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